SEC Form 4 · accession 0000905718-15-000749
Gulf Coast Ultra Deep Royalty Trust · GULTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mount Kellett Capital Management LP
10% Owner
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001565146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Royalty Trust UnitsF1,F2 | Aug 19, 2015 | S | 500,000 | $0.32 | D | 34,769,004 | I | See Footnotes |
| Royalty Trust UnitsF1,F2 | Aug 20, 2015 | S | 1,717,874 | $0.3092 | D | 33,051,130 | I | See Footnotes |
| Royalty Trust UnitsF1,F2 | Aug 21, 2015 | S | 13,947 | $0.3001 | D | 33,037,183 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The royalty trust units (the "Royalty Trust Units") of Gulf Coast Ultra Deep Royalty Trust, a Delaware statutory trust, are held by certain funds and managed accounts affiliated with Mount Kellett Capital Management LP, a Delaware limited partnership (the "Reporting Person").
- F2The Reporting Person's interest in the Royalty Trust Units reported herein is limited to its pecuniary interest, if any, in such Royalty Trust Units.