SEC Form 4/A · accession 0001209191-17-024682
United Parks & Resorts Inc. · PRKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher Dold
Officer — Chief Zoological Officer
Period of report
Mar 3, 2017
Accepted (ET)
Apr 4, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | F | 104 | $18.24 | D | 41,136 | D | |
| Common StockF3 | Mar 3, 2017 | A | 10,964 | $0.00 | A | 52,100 | D | |
| Common StockF4 | Mar 3, 2017 | A | 13,706 | $0.00 | A | 65,806 | D | |
| Common StockF5 | Mar 3, 2017 | A | 13,706 | $0.00 | A | 79,512 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.
- F2This amendment is being filed to correct the number of shares granted to the reporting person.
- F3Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest based on meeting certain performance criteria over a one-year performance period beginning on January 1, 2017 and ending on December 31, 2017.
- F4Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest over five years, with one-third vesting on each of the third, fourth and fifth anniversaries of the date of grant.
- F5Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest based on meeting certain performance criteria over a three-year performance period beginning on January 1, 2017 and ending on December 31, 2019.