SEC Form 4 · accession 0001209191-17-019059
United Parks & Resorts Inc. · PRKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Swanson Marc
Officer — Chief Accounting Officer
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | F | 265 | $18.24 | D | 80,232 | D | |
| Common StockF2 | Mar 3, 2017 | A | 9,210 | $0.00 | A | 89,442 | D | |
| Common StockF3 | Mar 3, 2017 | A | 12,281 | $0.00 | A | 101,723 | D | |
| Common StockF4 | Mar 3, 2017 | A | 12,281 | $0.00 | A | 114,004 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.
- F2Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest based on meeting certain performance criteria over a one-year performance period beginning on January 1, 2017 and ending on December 31, 2017.
- F3Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest over five years, with one-third vesting on each of the third, fourth and fifth anniversaries of the date of grant.
- F4Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest based on meeting certain performance criteria over a three-year performance period beginning on January 1, 2017 and ending on December 31, 2019.