SEC Form 4 · accession 0001209191-16-129226
United Parks & Resorts Inc. · PRKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack Roddy
Officer — See Remarks
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2016 | A | 124,020 | $0.00 | A | 124,020 | D | |
| Common StockF2 | Jun 20, 2016 | A | 13,054 | $0.00 | A | 137,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $15.32 | Jun 20, 2016 | A | 30,120 | A | — | Jun 20, 2026 | Common Stock | 30,120 | 30,120 | D |
Explanation of responses
- F1Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest in four equal annual installments beginning on June 20, 2017.
- F2Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest based on meeting certain performance criteria over a three-year performance period beginning on January 1, 2016 and ending on December 31, 2018.
- F3This option vests in four equal annual installments beginning on June 20, 2017.
Remarks
Title: Chief Human Resources & Culture Officer