SEC Form 4 · accession 0001209191-15-070141
United Parks & Resorts Inc. · PRKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Esparza
Officer — Chief Creative Officer
Period of report
Sep 8, 2015
Accepted (ET)
Sep 10, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 8, 2015 | A | 2,882 | $0.00 | A | 2,882 | D | |
| Common StockF2 | Sep 8, 2015 | A | 126,689 | $0.00 | A | 129,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $17.76 | Sep 8, 2015 | A | 254,452 | A | — | Sep 8, 2025 | Common Stock | 254,452 | 254,452 | D |
Explanation of responses
- F1Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest based on meeting certain performance criteria over a one-year performance period beginning on January 1, 2015 and ending on December 31, 2015.
- F2Represents shares of restricted stock of the Issuer issued pursuant to the Issuer's 2013 Omnibus Incentive Plan, which vest in four equal annual installments beginning on September 8, 2016.
- F3This option vests in four equal annual installments beginning on September 8, 2016.