SEC Form 4 · accession 0001209191-15-005280
United Parks & Resorts Inc. · PRKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alessandro David F D
Officer — Interim CEO · Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 15, 2015 | A | 100,000 | $0.00 | A | 0 | D | |
| Common StockF2 | holding | — | — | — | 355,283 | I | Held through a limited liability company |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the Reporting Person's appointment as interim Chief Executive Officer of the Issuer, the Reporting Person was granted 100,000 shares of restricted stock which will vest, subject to the continued employment of the Reporting Person, on the earlier of (i) the start date of the successor Chief Executive Officer of the Issuer or (ii) June 30, 2015.
- F2Reflects immediate transfer of restricted stock to DFD Enterprises LLC, a limited liability company over which the Reporting Person exercises investment and voting control.