SEC Form 4 · accession 0001209191-17-052049
PINNACLE FOODS INC. · PF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L. Schiller
Officer — EVP, Chief Commercial Officer
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Sep 6, 2017 | J | 16,703 | $0.00 | D | 54,474 | D | |
| Common Stock, par value $0.01 | Sep 6, 2017 | M | 135 | $29.28 | A | 54,609 | D | |
| Common Stock, par value $0.01 | Sep 6, 2017 | S | 135 | $59.52 | D | 54,474 | D | |
| Common Stock, par value $0.01 | Sep 6, 2017 | M | 3,655 | $20.00 | A | 58,129 | D | |
| Common Stock, par value $0.01F2 | Sep 6, 2017 | F | 2,489 | $59.5721 | D | 55,640 | D | |
| Common Stock, par value $0.01 | Sep 6, 2017 | M | 27,038 | $29.28 | A | 82,678 | D | |
| Common Stock, par value $0.01F2 | Sep 6, 2017 | F | 20,436 | $59.5721 | D | 62,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $29.28 | Sep 6, 2017 | M | 27,173 | D | — | Apr 1, 2024 | Common Stock, par value $0.01 | 27,173 | 0 | D |
| Stock Option (Right to Buy)F4 | $20.00 | Sep 6, 2017 | M | 3,655 | D | — | Mar 27, 2023 | Common Stock, par value $0.01 | 3,655 | 0 | D |
Explanation of responses
- F1Represents a transfer of shares from the reporting person to the Sally L. Schiller Trust.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $59.495 to $59.67, inclusive. The reporting person undertakes to provide to Pinnacle Foods Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3The shares subject to the stock option vested and became exercisable on April 1, 2017.
- F4The shares subject to the stock options vested and became exercisable on March 27, 2016.