SEC Form 4 · accession 0001209191-17-049633
PINNACLE FOODS INC. · PF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark L. Schiller
Officer — EVP, Chief Commercial Officer
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Aug 17, 2017 | M | 3,655 | $20.00 | A | 74,832 | D | |
| Common Stock, par value $0.01F1 | Aug 17, 2017 | S | 3,655 | $60.6059 | D | 71,177 | D | |
| Common Stock, par value $0.01 | Aug 17, 2017 | M | 13,383 | $29.28 | A | 84,560 | D | |
| Common Stock, par value $0.01F1 | Aug 17, 2017 | S | 13,383 | $60.6059 | D | 71,177 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $20.00 | Aug 17, 2017 | M | 3,655 | D | — | Mar 27, 2023 | Common Stock, par value $0,01 | 3,655 | 3,655 | D |
| Stock Option (Right to Buy)F3 | $29.28 | Aug 17, 2017 | M | 13,383 | D | — | Apr 1, 2024 | Common Stock, par value $0.01 | 13,383 | 27,173 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $60.40 to $60.86, inclusive. The reporting person undertakes to provide to Pinnacle Foods Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The shares subject to the stock options vested and became exercisable on March 27, 2016.
- F3The shares subject to the stock options vested and became exercisable on April 1, 2017.