SEC Form 4 · accession 0001209191-17-028705
PINNACLE FOODS INC. · PF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Barkley
Officer — EVP, President - Boulder
Period of report
Apr 27, 2017
Accepted (ET)
Apr 28, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Apr 27, 2017 | M | 10,000 | $27.37 | A | 17,355 | D | |
| Common Stock, par value $0.01F2 | Apr 27, 2017 | S | 10,000 | $60.4393 | D | 7,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $27.37 | Apr 27, 2017 | M | 10,000 | D | — | Jan 2, 2024 | Common Stock, par value $0.01 | 10,000 | 10,447 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $60 to $61.06, inclusive. The reporting person undertakes to provide to Pinnacle Foods Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F3The shares subject to the stock option vested and became exercisable on January 2, 2017.