SEC Form 4 · accession 0001209191-17-009991
PINNACLE FOODS INC. · PF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Barkley
Officer — EVP, CMO
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564822
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Feb 10, 2017 | M | 10,000 | $27.37 | A | 14,211 | D | |
| Common Stock, par value $0.01F2 | Feb 10, 2017 | S | 10,000 | $55.0941 | D | 4,211 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $27.37 | Feb 10, 2017 | M | 10,000 | D | — | Jan 2, 2024 | Common Stock, par value $0.01 | 10,000 | 20,447 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $55.00 to $55.33, inclusive. The reporting person undertakes to provide to Pinnacle Foods Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F3The shares subject to the stock option vested and became exercisable on January 2, 2017.