SEC Form 4 · accession 0001144204-18-029039
Truett-Hurst, Inc. · THST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Barrie Graham
Director
Period of report
May 11, 2018
Accepted (ET)
May 15, 2018 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2018 | A | 1,905 | $0.00 | A | 68,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 11, 2018 | A | 143 | A | — | — | Common Stock | 143 | 143 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Truett-Hurst, Inc. common stock.
- F2The RSUs subject to this award are scheduled to vest in one installment on 12/12/2018.
Remarks
Exhibit 24 - Power of Attorney