SEC Form 4 · accession 0001144204-18-013315
Truett-Hurst, Inc. · THST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Spencer B Grimes
Director
Period of report
Jan 12, 2018
Accepted (ET)
Mar 7, 2018 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 12, 2018 | A | 8,495 | A | — | — | Common Stock | 8,495 | 8,495 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Truett-Hurst, Inc. common stock.
- F2The RSUs subject to this award are scheduled to vest in one installment on 12/12/2018.