SEC Form 4 · accession 0001144204-18-012431
Truett-Hurst, Inc. · THST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan B Meyer
Officer — Chief Financial Officer
Period of report
Oct 30, 2017
Accepted (ET)
Mar 2, 2018 · 11:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 30, 2017 | A | 10,000 | A | — | — | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Truett-Hurst, Inc. common stock.
- F2The RSUs subject to this award vest as follows: 25% of the RSUs vest on each of 10/30/2018, 10/30/2019, 10/30/2020 and 10/30/2021.