SEC Form 4 · accession 0001144204-16-089030
Truett-Hurst, Inc. · THST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Forgue
Officer — CFO & COO
Period of report
Mar 15, 2016
Accepted (ET)
Mar 21, 2016 · 6:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $2.50 | Mar 15, 2016 | A | 30,000 | A | — | Mar 15, 2026 | Class A Common Stock | 30,000 | 315,625 | D |
Explanation of responses
- F1Options vest on 25% on June 30, 2016, June 30, 2017, June 30, 2018 and June 30, 2019