SEC Form 4 · accession 0001144204-15-071402
Truett-Hurst, Inc. · THST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John D Fruth
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 14, 2015 | M | 5,376 | $1.24 | A | 13,610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Dec 15, 2015 | A | 12,048 | A | — | Dec 15, 2025 | Common Stock | 12,048 | 12,048 | D |
Explanation of responses
- F1Common stock acquired upon the vesting of restricted stock awards granted 12/2014.
- F2Restricted stock units granted on 12/15/2015 vesting 100% at the one year anniversary, 12/15/2016