SEC Form 4 · accession 0001144204-15-014640
Truett-Hurst, Inc. · THST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Forgue
Officer — CFO & COO
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 4, 2015 | P | 100 | $2.20 | A | 7,850 | D | |
| Class A Common Stock | Mar 5, 2015 | P | 2,305 | $2.20 | A | 10,155 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares represented by this figure include 350 shares of Class A Common Stock acquired by the reporting person prior to the reporting person becoming an officer of the issuer which shares were not included in the share figures reported on the Form 4 Statement of Changes In Beneficial Ownership filed with the Securities and Exchange Commission on February 19, 2015. The reporting person intends to file a Form 3 Initial Statement of Beneficial Ownership as of the date hereof or soon thereafter reporting such shares owned prior to the date the reporting person became an officer of the issuer.