SEC Form 4 · accession 0001564618-18-000029
Independent Bank Group, Inc. · IBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle S Hickox
Officer — EVP and CFO
Period of report
Feb 17, 2017
Accepted (ET)
Feb 2, 2018 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2017 | L | 7 | $66.28 | A | 23,137 | D | |
| Common StockF1 | May 19, 2017 | L | 7 | $60.26 | A | 23,144 | D | |
| Common StockF1 | Aug 18, 2017 | L | 8 | $55.37 | A | 23,152 | D | |
| Common StockF1 | Nov 17, 2017 | L | 7 | $63.63 | A | 23,159 | D | |
| Common StockF3 | Jan 31, 2018 | A | 1,347 | — | A | 24,506 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such shares were acquired in a dividend reinvestment plan administered by the Reporting Person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The Reporting Person has chosen to report such transactions early on this Form 4.
- F2The total reflects the aggregate amount owned as of the date of filing and also affects (and is deemed to also correct) the total securities owned by the reporting person as reported on June 12, 2017 Form 4 and all subsequent filings.
- F3The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.