SEC Form 4 · accession 0001564618-17-000031
Independent Bank Group, Inc. · IBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent J Viola
10% Owner
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | S | 21,687 | $65.357 | D | 4,147,627 | D | |
| Common StockF2 | Feb 14, 2017 | S | 4,716 | $65.49 | D | 4,142,911 | D | |
| Common StockF3 | Feb 14, 2017 | S | 14,859 | $66.00 | D | 4,128,052 | D | |
| Common StockF4 | Feb 15, 2017 | S | 16,187 | $65.745 | D | 4,111,865 | D | |
| Common StockF5 | holding | — | — | — | 405,000 | I | By VV-IB Holdings, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $65.10 to $65.95, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
- F2Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $64.70 to $65.70, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
- F3Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $65.75 to $66.30, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
- F4Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $65.4 to $66.15, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
- F5The Reporting Person disclaims beneficial ownership of the shares of stock directly owned by VV-IB Holdings, LLC except to the extent of his pecuniary interest therein.