SEC Form 4 · accession 0001564618-17-000009
Independent Bank Group, Inc. · IBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Stacy Smith
Director
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2017 | S | 6,115 | $62.331 | D | 15,615 | I | By SCW Partners, LLC |
| Common StockF2 | Jan 31, 2017 | S | 15,615 | $62.1835 | D | 0 | I | By SCW Partners, LLC |
| Common StockF3 | Jan 31, 2017 | A | 481 | — | A | 120,151 | D | |
| Common Stock | holding | — | — | — | 85,000 | I | By SCW Capital LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $62.20 to $62.50, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
- F2Reflects the weighted average sales price for the reported transactions. The shares were sold in multiple transactions at prices ranging from $61.65 to $62.475, inclusive. The Reporting Person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified.
- F3The reporting person acquired the shares pursuant to a grant under the Issuer's 2013 Equity Incentive Plan. Such shares vest in three (3) equal annual installments on the anniversary of the date of grant, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.