SEC Form 4 · accession 0001564618-16-000236
Independent Bank Group, Inc. · IBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Stacy Smith
Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 23, 2016 | S | 5,000 | $59.70 | D | 85,000 | I | BY SCW Capital LP |
| Common Stock | holding | — | — | — | 119,670 | D | ||
| Common StockF2 | holding | — | — | — | 21,730 | I | By SCW Partners, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1SCW Capital, LP, a limited partnership in which the Reporting Person holds an indirect pecuniary interest, effected the sale of 5,000 shares of IBTX common stock reported hereby. Such sale is matchable to the purchase of 5,000 shares of IBTX stock made by SCW Capital, LP on June 27, 2016, at a price of $38.151 per share. The Reporting Person has agreed to pay to IBTX, upon settlement of the sale, $17,652.96, which represents the Reporting Person's pecuniary interest in the profit, net of transaction expenses, realized by SCW Capital, LP from such short-swing sale of such 5,000 shares of IBTX common stock.
- F2The Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, the beneficial owner of any securities covered by this statement. The Reporting Person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of the Reporting Person in such securities.