SEC Form 4/A · accession 0001564618-16-000149
Independent Bank Group, Inc. · IBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
G Stacy Smith
Director
Period of report
May 1, 2015
Accepted (ET)
Feb 17, 2016 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2015 | P | 4,800 | $38.5847 | A | 33,900 | I | By SCW Capital LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THIS AMENDMENT IS BEING FILED TO AMEND THAT CERTAIN FORM 4, FILED MAY 5, 2015 (THE "ORIGINAL FORM 4"), IN ORDER TO CORRECT THE NUMBER OF SHARES ACQUIRED INDIRECTLY BY THE REPORTING PERSON IN THE ORIGINAL FORM 4 AND THE TOTAL SECURITIES OWNED AFTER SUCH TRANSACTION. SUCH CORRECTION ALSO AFFECTS (AND IS DEEMED TO ALSO CORRECT AND AMEND TO THE EXTENT NECESSARY) THE TOTAL SECURITIES OWNED (DIRECTLY OR INDIRECTLY) FOLLOWING ANY TRANSACTION OR REFLECTED AS A HOLDING IN ANY FORM 4 FILED SUBSEQUENT TO THE ORIGINAL FORM 4 BUT PRIOR TO DATE OF THIS AMENDMENT. PURSUANT TO GUIDANCE FROM THE SEC, ONLY THE LINE ITEM REQUIRING AMENDMENT IS RESTATED IN TABLE I ABOVE. ALL OTHER LINE ITEMS IN THE ORIGINAL FORM 4 (OTHER THAN WITH RESPECT TO THE NUMBER OF SECURITIES OWNED FOLLOWING ANY SUBSEQUENT TRANSACTION) REMAIN UNCHANGED.
- F2INCLUDES THE 9,000 SHARES REFLECTED IN THE ORIGINAL FORM 4 AS HELD INDIRECTLY THROUGH TRINITY INVESTMENT GROUP, THE GENERAL PARTNER OF SCW CAPITAL LP. THE ORIGINAL FORM 4 IS HEREBY FURTHER AMENDED TO DELETE THE LINE ITEM REFLECTING AN INDIRECT HOLDING THROUGH TRINITY INVESTMENT GROUP.