SEC Form 4 · accession 0001209191-17-048489

Snap Inc · SNAP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 19, 2017

Accepted (ET)

Aug 10, 2017 · 9:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001564408

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Jul 19, 2017	C	27,550	$0.00	A	55,100	I	By Alter Grandchildren Trust
Class A Common Stock^F1,F2,F4	Jul 21, 2017	C	1,188,930	$0.00	A	2,249,490	I	By Lynton Asset LP
Class A Common Stock^F5	holding	—	—		—	128,370	I	By Lynton Foundation
Class A Common Stock^F6	holding	—	—		—	484,010	I	By entity

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F4,F7	—	Jul 19, 2017	C	27,550	D	—	—	Class A Common Stock	27,550	1,188,930	I
Class B Common Stock^F2,F7	—	Jul 21, 2017	C	1,188,930	D	—	—	Class A Common Stock	1,188,930	0	D

F1Represents the number of shares that were acquired upon conversion of Class B Common Stock into Class A Common Stock at the election of the Reporting Person.
F2The shares were subject to a lock-up agreement as of the date of conversion. Such lock-up expired by its terms on July 29, 2017.
F3The reporting person is trustee of the Alter Grandchildren Trust. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4The reporting person is trustee of the Lynton Asset LP. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F5The reporting person is trustee of the Lynton Foundation. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F6The reporting person has voting and dispositive power over the shares held by the entity. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F7Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class B Common Stock has no expiration date.