SEC Form 3/A · accession 0001209191-17-008919
SOPHIRIS BIO INC. · SPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
James L Heppell
Director
Period of report
Aug 16, 2013
Accepted (ET)
Feb 8, 2017 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 1,318 | I | Full Moon Consulting Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct the number of shares which were indirectly held by Mr. Heppell. The original filing on February 8, 2017 noted that the number of shares being indirectly held by Mr. Heppell was 1,381. The correct number is 1,318.