SEC Form 4/A · accession 0001209191-17-008918
SOPHIRIS BIO INC. · SPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James L Heppell
Director
Period of report
Jul 28, 2016
Accepted (ET)
Feb 8, 2017 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jul 28, 2016 | J | 1,318 | $0.00 | A | 12,506 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 28, 2016, the Reporting Person received 1,318 shares pursuant to a liquidating distribution by Full Moon Consulting Corp. These shares were previously reported as indirectly held and this amendment is being filed to reflect the change from indirect to direct holding.