SEC Form 4 · accession 0001209191-16-147520
SOPHIRIS BIO INC. · SPHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Heppell
Director
Period of report
Oct 27, 2016
Accepted (ET)
Oct 31, 2016 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 27, 2016 | W | 38 | $0.00 | A | 11,188 | D |
Table II — derivative securities
No Table II lines on this filing.