SEC Form 4 · accession 0001144204-19-009141
Harvard Apparatus Regenerative Technology, Inc. · HRGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DST Capital LLC
10% Owner
Period of report
Jan 31, 2019
Accepted (ET)
Feb 20, 2019 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2019 | X | 500,000 | $2.00 | A | 2,500,000 | D | |
| Common Stock | holding | — | — | — | 30,722 | I | Owned by sole member of reporting person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy) | $2.00 | Jan 31, 2019 | X | 500,000 | D | Dec 27, 2017 | Dec 27, 2022 | Common Stock | 500,000 | 1,840,000 | D |
Remarks
This form has been signed under power of attorney.