SEC Form 4 · accession 0001144204-18-037563
Harvard Apparatus Regenerative Technology, Inc. · HRGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jing Chen
Director
Period of report
Jun 29, 2018
Accepted (ET)
Jul 6, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2018 | C | 27,000 | — | A | 36,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series D Convertible Preferred StockF2 | $2.00 | Jun 29, 2018 | C | 54 | D | Dec 27, 2017 | — | Common Stock | 27,000 | 0 | D |
Explanation of responses
- F1Shares of common stock received upon conversion of Series D Convertible Preferred Stock.
- F2The shares of Series D Convertible Preferred Stock have no expiration date.
Remarks
This form has been signed under power of attorney.