SEC Form 4 · accession 0001144204-15-066482
Harvard Apparatus Regenerative Technology, Inc. · HRGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Green
Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 17, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2015 | P | 25,000 | $1.34 | A | 313,259 | D | |
| Common Stock | holding | — | — | — | 75,000 | I | David Green 2013 Annuity Trust | |
| Common Stock | holding | — | — | — | 150,000 | I | David Green 2015-2 Annuity Trust, dated March 13, 2015 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $1.30 to $1.37. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks
Exhibit 24. Exhibit List: Exhibit 24 - Limited Power of Attorney.