SEC Form 4 · accession 0001144204-15-051366
Harvard Apparatus Regenerative Technology, Inc. · HRGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Joseph McGorry
Officer — President and CEO · Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 21, 2015 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2015 | P | 5,000 | $0.66 | A | 35,000 | D | |
| Common StockF1 | Aug 21, 2015 | P | 26,300 | $0.75 | A | 61,300 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $0.71 to $0.77. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks
This form has been signed under power of attorney.