SEC Form 4 · accession 0001144204-15-011011
Harvard Apparatus Regenerative Technology, Inc. · HRGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Green
Officer — Chief Executive Officer · Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563665
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2015 | P | 50,000 | $1.75 | A | 388,259 | D | |
| Common Stock | holding | — | — | — | 75,000 | I | David Green 2013 Annuity Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (a) a deferred stock award of 1,227 restricted stock units which vest on January 1, 2016; (b) a deferred stock award of 1,150 restricted stock units which vest in equal installments on January 1, 2016 and January 1, 2017; and (c) 385,882 shares of common stock held by the Reporting Person.
Remarks
These shares were purchased by the Reporting Person in the Issuer's public offering, consummated on February 18, 2015, at the price offered to the public. This form has been signed under power of attorney.