SEC Form 4/A · accession 0001209191-19-017943
AZIO AI HOLDINGS, INC. · AZIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael K. Menerey
Officer — Chief Financial Officer · Director
Period of report
Apr 18, 2018
Accepted (ET)
Mar 8, 2019 · 11:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563568
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.31 | Apr 18, 2018 | A | 135,000 | A | — | Apr 18, 2026 | Common Stock | 135,000 | 135,000 | D |
Explanation of responses
- F1The option becomes exercisable as follows: (i) 1/3 of the total number of shares underlying the option will become vested on April 18, 2019, and (ii) 1/36 of the total number of shares underlying the option will become vested in equal monthly installments thereafter for each full month of continuous service.