SEC Form 4 · accession 0001171843-18-006097
AZIO AI HOLDINGS, INC. · AZIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L. Reynolds
Officer — President and CEO · Director · 10% Owner
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 9:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2018 | P | 5,000 | $0.6872 | A | 5,000 | I | As UTMA custodian |
| Common StockF1 | Aug 13, 2018 | P | 5,000 | $0.6872 | A | 5,000 | I | As UTMA custodian |
| Common Stock | holding | — | — | — | — | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased by Mr. Reynolds as the custodian for his minor grandchild under a Uniform Transfers to Minors Act ("UTMA") account. Mr. Reynolds disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.