SEC Form 4 · accession 0001171843-18-002894
AZIO AI HOLDINGS, INC. · AZIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kevin G. Kanning
Officer — VP of IR & Business Dev.
Period of report
Apr 18, 2018
Accepted (ET)
Apr 20, 2018 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563568
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.31 | Apr 18, 2018 | A | 50,000 | A | — | Apr 18, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The option vests in equal monthly installments of 1/36 of the total number of shares underlying the option beginning on April 18, 2018.