SEC Form 4 · accession 0001171843-17-004548
AZIO AI HOLDINGS, INC. · AZIO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L. Reynolds
Officer — President and CEO · Director · 10% Owner
Period of report
Jun 28, 2017
Accepted (ET)
Aug 1, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563568
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $10.49 | Jun 28, 2017 | A | 1,500,000 | A | — | Mar 29, 2025 | Common Stock | 1,500,000 | 1,500,000 | D |
Explanation of responses
- F1The option vests in equal monthly installments of 1/36 of the total number of shares underlying the option beginning on March 10, 2017.