SEC Form 4 · accession 0001104659-18-048415
Smart & Final Stores, Inc. · SFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek R Jones
Officer — President, Smart Foodservice
Period of report
Jul 28, 2018
Accepted (ET)
Jul 31, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563407
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, par value $0.001F1 | Jul 28, 2018 | F | 2,541 | $5.95 | D | 98,263 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld to satisfy applicable tax withholding obligations.