SEC Form 4 · accession 0001104659-18-036752
Smart & Final Stores, Inc. · SFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G. Hirz
Officer — President & CEO · Director
Period of report
May 29, 2018
Accepted (ET)
May 30, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563407
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, par value $0.001F1 | May 29, 2018 | A | 66,667 | $0.00 | A | 1,097,110 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares of common stock that were earned upon satisfaction of certain performance-based conditions and became vested on the reporting date in accordance with their terms.