SEC Form 4 · accession 0001104659-17-014862
Smart & Final Stores, Inc. · SFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eleanor Hong
Officer — Senior VP and CMO
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001563407
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, par value $0.001F1 | Mar 3, 2017 | F | 4,614 | $13.10 | D | 55,896 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock withheld to satisfy applicable tax withholding obligations.