SEC Form 4 · accession 0001563190-26-000150
Compass, Inc. · COMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy B. Gustavson
Officer — Chief Accounting Officer
Period of report
Sep 15, 2026
Accepted (ET)
Sep 17, 2026 · 4:11 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001563190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 15, 2026 | M | 2,299 | $0.00 | A | 30,756 | D | |
| Class A Common Stock | Sep 15, 2026 | F | 1,176 | $10.65 | D | 29,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3 | — | Sep 15, 2026 | M | 2,299 | D | — | — | Class A Common Stock | 2,299 | 32,189 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- F2Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- F3The RSUs vest as to 6.25% of the total shares on June 15, 2026 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2030, subject to the Reporting Person's provision of service to the Issuer on each vesting date.