SEC Form 4 · accession 0001563190-26-000126
Compass, Inc. · COMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott R. Wahlers
Officer — CFO
Period of report
Jun 15, 2026
Accepted (ET)
Jun 17, 2026 · 5:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001563190
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 15, 2026 | M | 47,466 | $0.00 | A | 342,645 | D | |
| Class A Common Stock | Jun 15, 2026 | F | 24,233 | $8.59 | D | 318,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F3 | — | Jun 15, 2026 | M | 27,671 | D | — | — | Class A Common Stock | 27,671 | 239,817 | D |
| Restricted Stock Unit (RSU)F1,F4 | — | Jun 15, 2026 | M | 19,795 | D | — | — | Class A Common Stock | 19,795 | 250,741 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
- F2Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
- F3The RSUs vest as to 36,895 shares on March 15, 2026; 27,671 shares on each of June 15, 2026 and September 15, 2026; 27,672 shares on December 15, 2026; 23,243 shares on March 15, 2027; 23,244 shares on each of June 15, 2027, September 15, 2027, and December 15, 2027; 15,864 shares on March 15, 2028; and 15,865 shares on each of June 15, 2028, September 15, 2028, and December 15, 2028; and 7,010 shares on each of March 15, 2029, June 15, 2029, September 15, 2029, and December 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- F4The RSU award vests as to 8.33% on December 15, 2025, 6.25% quarterly thereafter through June 15, 2029, and 4.17% on August 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.