SEC Form 4/A · accession 0001562834-16-000003
Brookfield Mortgage Opportunity Income Fund Inc. · BOI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Period of report
Mar 26, 2013
Accepted (ET)
May 23, 2016 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 26, 2013 | P | 500 | $20.00 | A | 13,650 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to a clerical error, the Reporting Person is filing this amendment to the Form 4 originally filed with Securities and Exchange Commission ("SEC") on March 27, 2013 (this "Amendment") to correct (i) the number of shares purchased by the Reporting Person at a price of $20 per share on March 26, 2013 from 50 shares to 500 shares and (ii) the amount of securities beneficially owned by the Reporting Person following the reported transaction from 13,200 to 13,650. The transactions reported in the Form 4 filed by the Reporting Person with the SEC on November 25, 2013 were accurate except that they did not include the additional 450 shares referenced above. As of May 23, 2016, the day that this Amendment was filed, the Reporting Person directly beneficially owns 19,650 shares of common stock of the Issuer.