SEC Form 4/A · accession 0001019056-15-000950
Synergy CHC Corp. · SNYR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Knight Therapeutics (Barbados) Inc.
10% Owner
Period of report
Dec 14, 2015
Accepted (ET)
Dec 17, 2015 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562733
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1,F2 | $0.25 | Dec 14, 2015 | J | 1 | A | Dec 31, 2015 | Dec 14, 2025 | Common Shares | 1,000,000 | 9,132,002 | D |
Explanation of responses
- F1The stock options were acquired by the Reporting Person in exchange for services to be rendered by the Reporting Person to the Issuer (relating to service as an observer on the Issuer's Board).
- F2The vesting schedule of the underlying securities is as follows: one-third (333,333 shares) are exercisable on December 31, 2015, one-third (333,333 shares) are exercisable on December 31, 2016 and one-third (333,334) are exercisable on December 31, 2017, provided that the Reporting Person provides continuous service to the Issuer as of each such vesting date.