SEC Form 4 · accession 0001144204-15-017188
Liquid Holdings Group, Inc. · LIQD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian M Storms
Officer — Vice Chairman · Director
Period of report
Mar 16, 2015
Accepted (ET)
Mar 19, 2015 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562594
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | F | 94,414 | $0.2899 | D | 2,052,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by Issuer to cover taxes associated with settlement of restricted stock units.