SEC Form 4 · accession 0001562401-19-000003

American Homes 4 Rent · AMH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Dec 31, 2018

Accepted (ET)

Jan 2, 2019 · 5:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001562401

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Shares^F1	Dec 31, 2018	C	33,327	$19.90	A	424,734	I	See Footnote
Class A Common Shares^F2	holding	—	—		—	2,000	I	By Family Trust
Class A Common Shares	holding	—	—		—	100	D
Class A Common Shares	holding	—	—		—	100	I	By Spouse
Class A Common Shares	holding	—	—		—	44,236	I	IRA
Class A Common Shares^F3	holding	—	—		—	6,010,506	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class A Units of Operating Partnership^F5,F1,F4	—	Dec 31, 2018	C	33,327	D	—	—	Class A Common Shares	33,327	2,640,000	I
Class A Units of Operating Partnership^F6,F3,F4	—	holding	—	—	—	—	—	Class A Common Shares	48,119,891	48,119,891	I

F1By LLC formed for the benefit of the reporting person and his family and of which the reporting person is manager.
F2Securities previously held by AH LLC. Reporting person was the sole manager of AH LLC and had voting and investment control over the securities held by AH LLC. Reporting person disclaimed beneficial ownership of the securities held by AH LLC except to the extent of his pecuniary interest therein.
F3Securities held by HF. Reporting person is the sole manager of HF and has voting and investment control over the securities held by HF. Reporting person disclaims beneficial ownership of the securities held by HF.
F4The Class A Units are redeemable for cash or convertible into Class A Common Shares on a one -for-one basis; beginning one year after the date of issuance (subject to certain limitations set forth in the operating partnership agreement). Class A Units do not have expiration dates.
F5Includes 430,970 Class D units automatically converted on a one-for-one basis on September 30, 2016.
F6Includes 7,757,463 Class D units automatically converted on a one-for-one basis on September 30, 2016.