SEC Form 4 · accession 0001562401-18-000089
American Homes 4 Rent · AMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sara H. Vogt-Lowell
Officer — Chief Legal Officer
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Aug 20, 2018 | M | 50,000 | $15.00 | A | 86,790 | D | |
| Class A Common Shares | Aug 20, 2018 | S | 50,000 | $23.00 | D | 36,790 | D | |
| Class A Common Shares | Aug 20, 2018 | M | 50,000 | $16.03 | A | 86,790 | D | |
| Class A Common SharesF1 | Aug 20, 2018 | S | 50,000 | $23.00 | D | 36,790 | D | |
| Class A Common Shares | holding | — | — | — | 3,875 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $15.00 | Aug 20, 2018 | M | 50,000 | D | Nov 20, 2013 | Nov 20, 2022 | Class A Common Shares | 50,000 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $16.03 | Aug 20, 2018 | M | 50,000 | D | Nov 7, 2014 | Nov 7, 2023 | Class A Common Shares | 50,000 | 50,000 | D |
Explanation of responses
- F1Includes 30,000 restricted stock units, each representing a contingent right to receive one Class A Common Share.
- F2Options become exercisable in four equal annual installments beginning on the "Date Exercisable" indicated.
- F3Options become exercisable in four equal annual installments beginning one year from the "Date Exercisable" indicated.