SEC Form 4 · accession 0001562401-17-000040
American Homes 4 Rent · AMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P. Singelyn
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 3, 2017
Accepted (ET)
Oct 4, 2017 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562401
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Participating Preferred SharesF3,F2 | Oct 3, 2017 | D | 5,500 | $0.00 | D | 0 | I | By LLC |
| Class A Common SharesF3,F2 | Oct 3, 2017 | A | 7,208 | $0.00 | A | 396,407 | I | By LLC |
| Series A Participating Preferred SharesF4 | Oct 3, 2017 | D | 3,545 | $0.00 | D | 0 | I | IRA |
| Class A Common SharesF4 | Oct 3, 2017 | A | 4,646 | $0.00 | A | 4,646 | I | IRA |
| Series B Participating Preferred SharesF5 | Oct 3, 2017 | D | 11,985 | $0.00 | D | 0 | I | IRA |
| Class A Common SharesF5 | Oct 3, 2017 | A | 15,707 | $0.00 | A | 20,353 | I | IRA |
| Class A Common SharesF1 | holding | — | — | — | 6,010,506 | I | See Footnote | |
| Class A Common SharesF2 | holding | — | — | — | 389,199 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities held by HF. Reporting person is the sole manager of HF and has voting and investment control over the securities held by HF. Reporting person disclaims beneficial ownership of the securities held by HF.
- F2By LLC formed for the benefit of the reporting person and his family and of which the reporting person is manager.
- F3On October 3, 2017, the issuer converted each outstanding shares of Series A Participating Preferred shares into 1.3106 shares of Class A Common resulting in the issuance to the reporting person of 7,208 Class A Common Shares.
- F4On October 3, 2017, the issuer converted each outstanding shares of Series A Participating Preferred shares into 1.3106 shares of Class A Common resulting in the issuance to the reporting person of 4,646 Class A Common Shares.
- F5On October 3, 2017, the issuer converted each outstanding share of Series B Participating Preferred shares into 1.3106 shares of Class A Common resulting in the issuance to the reporting person of 15,707 Class A Common Shares.