SEC Form 4/A · accession 0001140361-15-012677
ZAIS Group Holdings, Inc. · ZAIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Oscar Junquera
Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $.0001F1 | holding | — | — | — | 30,393 | I | By PanMar Capital llc |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Junquera is the Managing Partner of PanMar Capital llc and has voting and dispositive power over the shares. This amended Form 4/A is being filed to correct the Ticker Symbol of the Issuer and to check the box to indicate that the filer is no longer subject to Section 16.