SEC Form 4 · accession 0001562151-17-000025
Crimson Wine Group, Ltd · CWGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Steinberg
Director
Period of report
Aug 30, 2017
Accepted (ET)
Aug 31, 2017 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 30, 2017 | G | 74,806 | $0.00 | D | 0 | I | By JSS 2008 Family Trust |
| Common Stock | Aug 30, 2017 | G | 14,806 | $0.00 | D | 0 | I | By JSS 2009 Family Trust |
| Common Stock | Aug 30, 2017 | G | 57,403 | $0.00 | D | 0 | I | By JSS 2011 Family Trust |
| Common Stock | Aug 30, 2017 | G | 29,872 | $0.00 | A | 107,862 | I | By Paul S. Steinberg 2004 Trust |
| Common Stock | Aug 30, 2017 | G | 29,870 | $0.00 | A | 107,860 | I | By Rachel C. Steinberg 2004 Trust |
| Common Stock | Aug 30, 2017 | G | 29,870 | $0.00 | A | 107,860 | I | By Sarah A. Steinberg 2004 Trust |
| Common Stock | Aug 30, 2017 | G | 57,403 | $0.00 | A | 57,403 | I | By JSS 2010 Family Trust |
| Common Stock | holding | — | — | — | 361,796 | D | ||
| Common Stock | holding | — | — | — | 13,200 | I | By Spouse | |
| Common Stock | holding | — | — | — | 720 | I | By Daughter | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 1 | |
| Common Stock | holding | — | — | — | 70,000 | I | By JSS Holding Corp - 2 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 3 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 4 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 5 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 6 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 7 | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - D | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - E | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - F | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - G |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction involved a gift by the JSS 2008 Family Trust U/T/A May 30 2008 Mark Hoenig Trustee of (i) 24,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 24,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 24,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.
- F2The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2008 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.
- F3The transaction involved a gift by the JSS 2009 Family Trust U/T/A Sept 17 2009 Mark Hoenig Trustee of (i) 4,935 shares of CWGL common stock to Sarah A. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Jeffrey C. Keil, Sarah A. Steinberg, and Avil Neikrug as Trustees; (ii) 4,936 shares of CWGL common stock to Paul S. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees; and (iii) 4,935 shares of CWGL common stock to Rachel C. Steinberg 2004 Trust ua dtd 04/19/2004, Joseph S. Steinberg, Diane H. Steinberg and Jeffrey C. Keil as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts.
- F4The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2009 Family Trust to indirect by the three recipient trusts and creation of pecuniary interests in the recipient trusts, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.
- F5The transaction involved a gift of CWGL common stock by the JSS 2011 Family Trust U/T/A March 30 2011 Mark Hoenig Trustee to the JSS 2010 Family Trust, Joseph S. Steinberg, Diane H. Steinberg, Jeffrey C. Keil and Avraham Neikrug as Trustees. Mr. Steinberg may be deemed to be beneficial owner of shares of common stock held by such trusts. The transaction is being reported solely to report the change in the form of beneficial ownership from indirect by the JSS 2011 Family Trust to indirect by JSS 2010 Family Trust and creation of pecuniary interests in JSS 2010 Family Trust, of which the reporting person is trustee and the reporting person's adult children are the beneficiaries, as a result of the gifts reported.