SEC Form 4 · accession 0001562151-16-000199
Crimson Wine Group, Ltd · CWGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Steinberg
Director
Period of report
Oct 13, 2016
Accepted (ET)
Oct 14, 2016 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 13, 2016 | P | 5 | $8.95 | A | 280,844 | D | |
| Common Stock | Oct 14, 2016 | P | 2,779 | $9.00 | A | 283,623 | D | |
| Common Stock | holding | — | — | — | 13,200 | I | By Spouse | |
| Common Stock | holding | — | — | — | 720 | I | By Daughter | |
| Common Stock | holding | — | — | — | 77,990 | I | By Paul S. Steinberg 2004 Trust | |
| Common Stock | holding | — | — | — | 77,990 | I | By Rachel C. Steinberg 2004 Trust | |
| Common Stock | holding | — | — | — | 77,990 | I | By Sarah A. Steinberg 2004 Trust | |
| Common Stock | holding | — | — | — | 74,806 | I | By JSS 2008 Family Trust | |
| Common Stock | holding | — | — | — | 14,806 | I | BY JSS 2009 Family Trust | |
| Common Stock | holding | — | — | — | 57,403 | I | By JSS 2011 Family Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 1 | |
| Common Stock | holding | — | — | — | 70,000 | I | By JSS Holding Corp - 2 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 3 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 4 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 5 | |
| Common Stock | holding | — | — | — | 200,000 | I | BY JSS Holding Corp - 6 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 7 | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - D | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - E | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - F | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - G |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.