SEC Form 4 · accession 0001562151-16-000198
Crimson Wine Group, Ltd · CWGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Steinberg
Director
Period of report
Oct 10, 2016
Accepted (ET)
Oct 12, 2016 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 10, 2016 | P | 2,679 | $8.86 | A | 275,381 | D | |
| Common StockF3 | Oct 11, 2016 | P | 2,679 | $8.90 | A | 278,060 | D | |
| Common Stock | Oct 12, 2016 | P | 2,779 | $9.00 | A | 280,839 | D | |
| Common Stock | holding | — | — | — | 13,200 | I | By Spouse | |
| Common Stock | holding | — | — | — | 720 | I | By Daughter | |
| Common Stock | holding | — | — | — | 77,990 | I | By Paul S. Steinberg 2004 Trust | |
| Common Stock | holding | — | — | — | 77,990 | I | By Rachel C. Steinberg 2004 Trust | |
| Common Stock | holding | — | — | — | 77,990 | I | By Sarah A. Steinberg 2004 Trust | |
| Common Stock | holding | — | — | — | 74,806 | I | By JSS 2008 Family Trust | |
| Common Stock | holding | — | — | — | 14,806 | I | By JSS 2009 Family Trust | |
| Common Stock | holding | — | — | — | 57,403 | I | By JSS 2011 Family Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 1 | |
| Common Stock | holding | — | — | — | 70,000 | I | BY JSS Holding Corp - 2 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 3 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 4 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 5 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 6 | |
| Common Stock | holding | — | — | — | 200,000 | I | By JSS Holding Corp - 7 | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - D | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - E | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - F | |
| Common Stock | holding | — | — | — | 114,806 | I | By Steinberg Holding Inc - G |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.78 to $8.88, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.90 to $8.91, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.