SEC Form 4 · accession 0001562151-16-000183
Crimson Wine Group, Ltd · CWGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian M. Cumming
Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001562151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | P | 970 | $8.51 | A | 2,338,168 | D | |
| Common Stock | Aug 16, 2016 | P | 970 | $8.55 | A | 2,339,138 | D | |
| Common StockF2 | Aug 17, 2016 | P | 140 | $8.49 | A | 2,339,278 | D | |
| Common Stock | holding | — | — | — | 21,600 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to a Rule 10b5-1 plan entered into by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.48 to $8.50, inclusive. The reporting person undertakes to provide to Crimson Wine Group, Ltd., any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.